Is your organization using up-to-date, proprietary, data-driven stock surveillance technology delivered via a CRM platform?

Alliance Advisors combines proprietary shareholder intelligence, real-time custodial data, and decades of proxy and activism expertise to deliver early warnings of shareholder movements and potential activist activity-capabilities that traditional surveillance and public data alone cannot provide.

Custodial records and ownership intelligence are refreshed continuously. Most custodial feeds are updated daily, and Invictus Sentinel automatically incorporates new filings, position movements, and beneficial ownership disclosures as soon as they become available.

Our models have proven highly accurate in identifying unusual trading activity, shareholder build-ups, and early signs of activism. Historically, Invictus Sentinel has anticipated shareholder shifts well in advance of public disclosure, giving clients time to prepare.  

Pricing is a fixed monthly price per ticker with a 5-ticker minimum. This includes the ability to change tickers every 3 months. Sentinel pricing is competitive with legacy providers who charge an annual fee for just one ticker with no ability to change tickers. Law firms will receive complimentary access to the Invictus governance and stewardship data as long as Alliance Advisors is the named proxy solicitor.

Sentinel is an enterprise-wide solution that provides access by ticker rather than by license. All approved employees will receive direct portal access to each subscribed ticker at no additional cost.

Yes. Alliance Sentinel offers a unique subscription model that allows clients to substitute tickers once per quarter, rather than being locked into a fixed 12-month agreement. 

Yes. Invictus Sentinel automatically issues email alerts if its models detect potential activism or unusual shareholder activity requiring attention.

Yes. Access is linked to either an issuer engagement or an advisory mandate. We coordinate with your firm and the corporate client to ensure proper authorization and a seamless onboarding process.

The Depository Trust Company requires issuers to pay for their annual subscription using their own credit card. Ultimately, it is up to the law firm to work out the cost of DTC subscription (approximately $2,000) with their client.

If a client chooses to order a NOBO or bank list for a more detailed view of their holdings, the cost will vary based on the number of holders. Otherwise, there are no hidden or additional fees. 

(e.g., additional custodial pulls, printing/mailing) are disclosed up front and billed at cost.)

No. While several firms provide traditional stock surveillance, Invictus Sentinel is the only fully integrated platform offering real-time shareholder intelligence, early activism alerts, and cross-functional integration with governance and stewardship data.

Yes. Many clients find that Invictus Sentinel consolidates surveillance, ownership intelligence, and activism monitoring – reducing reliance on multiple third-party vendors. Please consult with your Alliance Advisors client advisor to learn more. 

Yes. Alliance Advisors has one of the industry’s leading activism advisory teams. We support defense or offense strategies, shareholder engagement, and vote projections, leveraging our data advantage.

• Shareholder Meeting Advisory & Proxy Logistics
• Compensation, Governance & Sustainability Advisory
• Institutional Ownership Intelligence & Surveillance
• M&A & Activism Advisory
• Retail Engagement – Corporations, Mutual Funds, BDC’s and SPAC’s
• Investor Relations – Full Service

Yes. Each subscription comes with a dedicated analyst who monitors your tickers, provides deep dives on ownership positions, and is available for client/law firm discussions for data interpretations.

No installation is required. INVICTUS SENTINEL is a secure, web-based platform accessible via computer or mobile device, with multi-factor authentication and encrypted log-in.