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Richard Babineau

Senior Vice President, Head of Fund Solutions

With over 30 years of experience in the financial services industry, Rich is a seasoned leader and innovator in shareholder communications and proxy event management. Most recently, Rich was the Director of Asset Management Solutions at Mediant, a BetaNXT business, where he worked with asset managers to deliver the best investor communications solutions to the financial services industry, leveraging his extensive knowledge of the proxy and regulatory communications lifecycle.

Rich has a proven track record of designing and executing successful solicitation strategies for corporate issuers, mutual funds, REITs, and insurance companies, supporting their long-term corporate governance goals and enhancing their shareholder engagement.

He has also held leadership roles in client services, operations, and product management for leading proxy and legal service providers, including Georgeson LLC and Broadridge Financial Solutions. Rich is an active member of several industry associations and a graduate of the prestigious Securities Industry Institute, sponsored by SIFMA and The Wharton School at the University of Pennsylvania. He also holds a certificate from the Corporate Governance Bootcamp Program at New York University’s School of Law.

Rich Babineau

Expertise

Solicitation & Shareholder EngagementBusiness DevelopmentOperationsStock SurveillanceRetail Outreach

Region

US & Canada
Rich Babineau

Richard Babineau

Senior Vice President, Head of Fund Solutions

With over 30 years of experience in the financial services industry, Rich is a seasoned leader and innovator in shareholder communications and proxy event management. Most recently, Rich was the Director of Asset Management Solutions at Mediant, a BetaNXT business, where he worked with asset managers to deliver the best investor communications solutions to the financial services industry, leveraging his extensive knowledge of the proxy and regulatory communications lifecycle.

Rich has a proven track record of designing and executing successful solicitation strategies for corporate issuers, mutual funds, REITs, and insurance companies, supporting their long-term corporate governance goals and enhancing their shareholder engagement.

He has also held leadership roles in client services, operations, and product management for leading proxy and legal service providers, including Georgeson LLC and Broadridge Financial Solutions. Rich is an active member of several industry associations and a graduate of the prestigious Securities Industry Institute, sponsored by SIFMA and The Wharton School at the University of Pennsylvania. He also holds a certificate from the Corporate Governance Bootcamp Program at New York University’s School of Law.

Expertise

Solicitation & Shareholder EngagementBusiness DevelopmentOperationsStock SurveillanceRetail Outreach

Region

Management, US & Canada

ニューヨーク•ワシントンD.C.• トロント •バンクーバー
ロンドン• ダーバン• 台北•香港•ソウル

ニューヨーク

800 3rd Ave 17階
ニューヨーク
NY 10022

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グローバル本社

オーバールック・コーポレートセンター
クローブ・ロード150番地、スイート400
ニュージャージー州リトルフォールズ 07424

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ヨーロッパ本社

タワー42
オールド・ブロード・ストリート25番地
ロンドン、EC2N 1HN

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アジア太平洋地域本社

華懋中環23階
22 デ・ヴォー・ロード・セントラル、
香港セントラル

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カナダ

400 – 22 E 5th Avenue
バンクーバー、ブリティッシュコロンビア州 V5T 1G8

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アライアンス・アドバイザーズは、グローバルネットワークを通じて、株主総会アドバイザリー、株主エンゲージメント、報酬制度、ガバナンスおよびサステナビリティに関するサービスに特化した独立系アドバイザリー会社です。

私たちは、クライアントを最優先とした大胆な戦略の策定から実行に至るまで、その枠を超えて取り組み、成功へと導きます。

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