{"id":36787,"date":"2022-11-28T14:03:42","date_gmt":"2022-11-28T19:03:42","guid":{"rendered":"https:\/\/allianceadvisors.com\/best-practices-retail-investor-voter-engagement\/"},"modified":"2025-02-27T15:24:09","modified_gmt":"2025-02-27T20:24:09","slug":"best-practices-retail-investor-voter-engagement","status":"publish","type":"post","link":"https:\/\/allianceadvisors.com\/es\/best-practices-retail-investor-voter-engagement\/","title":{"rendered":"Best Practices: Retail Investor Voter Engagement"},"content":{"rendered":"<p>As the number of retail investors is growing at record-breaking levels, growing numbers of issuers are needing <a class=\"glossaryLink cmtt_Retail Shareholder Solicitation\" aria-describedby=\"tt\" data-cmtooltip=\"&lt;div class=glossaryItemTitle&gt;Retail Shareholder&lt;\/div&gt;&lt;div class=glossaryItemBody&gt; Retail Shareholder are Individual investors who own shares of a company&amp;#039;s stock.. Retail...&lt;\/div&gt;&lt;div id=&amp;quot;cmtt_related_articles&amp;quot; class=&amp;quot;cmtt_related_articles_wrapper&amp;quot;&gt;&lt;div class=&amp;quot;cmtt_related_title cmtt_related_articles_title&amp;quot;&gt;Related Articles: &lt;\/div&gt;&lt;ul class=&amp;quot;cmtt_related&amp;quot;&gt;&lt;li class=&amp;quot;cmtt_related_item&amp;quot;&gt;&lt;a href=&amp;quot;https:\/\/allianceadvisors.com\/es\/south-korean-consumer-products-company\/&amp;quot;&gt;Case Study: Activism&lt;\/a&gt;&lt;\/li&gt;&lt;li class=&amp;quot;cmtt_related_item&amp;quot;&gt;&lt;a href=&amp;quot;https:\/\/allianceadvisors.com\/es\/perception-studies-are-the-foundation-for-effective-targeting\/&amp;quot;&gt;Perception Studies are the Foundation for Effective Targeting&lt;\/a&gt;&lt;\/li&gt;&lt;\/ul&gt;&lt;\/div&gt;&lt;div class=glossaryTooltipMoreLinkWrapper&gt;&lt;a class=glossaryTooltipMoreLink href=https:\/\/allianceadvisors.com\/es\/glossary-index\/retail-shareholder\/ &gt;Read more...&lt;\/a&gt;&lt;\/div&gt;\" data-link=\"https:\/\/allianceadvisors.com\/es\/glossary-index\/retail-shareholder\/\" href=\"https:\/\/allianceadvisors.com\/es\/glossary-index\/retail-shareholder\/\" data-mobile-support=\"0\" data-gt-translate-attributes='[{\"attribute\":\"data-cmtooltip\", \"format\":\"html\"}]' tabindex=\"0\" role=\"link\">retail shareholder<\/a> votes to secure positive <a href=\"https:\/\/allianceadvisors.com\/es\/logistica-de-proxy-y-juntas-virtuales-de-accionistas\/\">proxy outcomes<\/a>. Historically, retail shareholders have not been active drivers behind the vote but as the percentage of shares they own grows, it could make the difference in management winning support for proposals or reaching a <a class=\"glossaryLink cmtt_AGM (Annual General Meeting) and EGM (Extraordinary General Meeting)\"  aria-describedby=\"tt\"  data-cmtooltip=\"&lt;div class=glossaryItemTitle&gt;Quorum&lt;\/div&gt;&lt;div class=glossaryItemBody&gt; The minimum number of shareholders required to be present, either in person or by proxy, to...&lt;\/div&gt;&lt;div id=&amp;quot;cmtt_related_articles&amp;quot; class=&amp;quot;cmtt_related_articles_wrapper&amp;quot;&gt;&lt;div class=&amp;quot;cmtt_related_title cmtt_related_articles_title&amp;quot;&gt;Related Articles: &lt;\/div&gt;&lt;ul class=&amp;quot;cmtt_related&amp;quot;&gt;&lt;li class=&amp;quot;cmtt_related_item&amp;quot;&gt;&lt;a href=&amp;quot;https:\/\/allianceadvisors.com\/es\/south-korean-consumer-products-company\/&amp;quot;&gt;Case Study: Activism&lt;\/a&gt;&lt;\/li&gt;&lt;li class=&amp;quot;cmtt_related_item&amp;quot;&gt;&lt;a href=&amp;quot;https:\/\/allianceadvisors.com\/es\/policy-updates-for-united-states-in-2023-iss\/&amp;quot;&gt;Policy Updates for United States in 2023: ISS&lt;\/a&gt;&lt;\/li&gt;&lt;\/ul&gt;&lt;\/div&gt;&lt;div class=glossaryTooltipMoreLinkWrapper&gt;&lt;a class=glossaryTooltipMoreLink href=https:\/\/allianceadvisors.com\/es\/glossary-index\/quorum\/ &gt;Read more...&lt;\/a&gt;&lt;\/div&gt;\"  data-link=\"https:\/\/allianceadvisors.com\/es\/glossary-index\/quorum\/\"  href=\"https:\/\/allianceadvisors.com\/es\/glossary-index\/quorum\/\"  data-mobile-support=\"0\"  data-gt-translate-attributes='[{\"attribute\":\"data-cmtooltip\", \"format\":\"html\"}]' tabindex='0' role='link'>quorum<\/a>.&nbsp; To effectively reach these shareholders, it is important for a company to have a <a href=\"https:\/\/allianceadvisors.com\/es\/participacion-minorista\/\">retail investor engagement strategy<\/a> that spans the entire year, not just around the time of the <a href=\"https:\/\/allianceadvisors.com\/es\/logistica-de-proxy-y-juntas-virtuales-de-accionistas\/\">proxy vote<\/a>.<\/p>\n<p>Retail investors are also playing a key role in the <a href=\"https:\/\/allianceadvisors.com\/agms-2023-esg-risk-for-boards-as-shareholder-voting-complexities-spread-across-asia\/\">ESG conversation<\/a>, as well as becoming a pawn in the activist game. A company should own its narrative and proactively share it with the retail community.<\/p>\n<p>There are some simple ways companies can enhance the voting experience for retail investors, including making the voting materials more retail-friendly, embracing social media and <a href=\"https:\/\/allianceadvisors.com\/es\/captacion-e-implicacion-de-accionistas\/\">engaging year-round.&nbsp;<\/a><\/p>\n<iframe class=\"pdfjs-viewer\" width=\"100%\" height=\"849px\" src=\"https:\/\/allianceadvisors.com\/wp-content\/plugins\/pdf-viewer\/stable\/web\/viewer.html?file=https:\/\/allianceadvisors.com\/wp-content\/uploads\/2022\/11\/Best-Practices-Retail-Investor-Voter-Engagement-by-Alliance-Advisors-Stockperks-1.pdf\"><\/iframe> \n","protected":false},"excerpt":{"rendered":"<p>As the number of retail investors is growing at record-breaking levels, growing numbers of issuers are needing retail shareholder votes to secure positive proxy outcomes. Historically, retail shareholders have not been active drivers behind the vote but as the percentage of shares they own grows, it could make the difference in management winning support for&hellip;<\/p>\n","protected":false},"author":31,"featured_media":34063,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[237],"tags":[278,322],"post_series":[],"ppma_author":[462],"class_list":["post-36787","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-whitepapers-es","tag-shareholder-engagement-es","tag-retail-investor-es","entry","has-media"],"authors":[{"term_id":462,"user_id":31,"is_guest":0,"slug":"m-fireman","display_name":"Matthew Fireman","avatar_url":"https:\/\/secure.gravatar.com\/avatar\/a0c7d4809da6ef8cc881cd1ec60863a26c912772659b54aec859073607126c07?s=96&d=mm&r=g","0":null,"1":"","2":"","3":"","4":"","5":"","6":"","7":"","8":""}],"_links":{"self":[{"href":"https:\/\/allianceadvisors.com\/es\/wp-json\/wp\/v2\/posts\/36787","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/allianceadvisors.com\/es\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/allianceadvisors.com\/es\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/allianceadvisors.com\/es\/wp-json\/wp\/v2\/users\/31"}],"replies":[{"embeddable":true,"href":"https:\/\/allianceadvisors.com\/es\/wp-json\/wp\/v2\/comments?post=36787"}],"version-history":[{"count":6,"href":"https:\/\/allianceadvisors.com\/es\/wp-json\/wp\/v2\/posts\/36787\/revisions"}],"predecessor-version":[{"id":55770,"href":"https:\/\/allianceadvisors.com\/es\/wp-json\/wp\/v2\/posts\/36787\/revisions\/55770"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/allianceadvisors.com\/es\/wp-json\/wp\/v2\/media\/34063"}],"wp:attachment":[{"href":"https:\/\/allianceadvisors.com\/es\/wp-json\/wp\/v2\/media?parent=36787"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/allianceadvisors.com\/es\/wp-json\/wp\/v2\/categories?post=36787"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/allianceadvisors.com\/es\/wp-json\/wp\/v2\/tags?post=36787"},{"taxonomy":"post_series","embeddable":true,"href":"https:\/\/allianceadvisors.com\/es\/wp-json\/wp\/v2\/post_series?post=36787"},{"taxonomy":"author","embeddable":true,"href":"https:\/\/allianceadvisors.com\/es\/wp-json\/wp\/v2\/ppma_author?post=36787"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}