Firm Structure

  • Management

    • Michael Mackey

      President

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    • Kevin Mackey

      Chief Executive Officer

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    • Joseph Caruso

      Chief Operating Officer

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  • Proxy Solicitation Group

    • Peter Casey

      Executive Vice President

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    • Domenick de Robertis

      Executive Vice President

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    • Ted Wallace, Esq.

      Senior Vice President

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    • Charlotte Brown

      Senior Vice President

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    • Kerry Reynolds

      Senior Vice President

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    • Richard V. Ward

      Senior Vice President

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    • Jason Vinick

      Senior Vice President

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    • Alexandra C. Mackey, J.D.

      Chief Legal Officer

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    • Kelsey Serritella

      Vice President

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    • Brian Valerio, J.D.

      Vice President

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    • Celine Feng (馮欣宜)

      Vice President

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    • Melissa Carlson

      Vice President, Operations

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    • Dakota Goerl

      Assistant Vice President

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    • Weiwen Gu

      Assistant Vice President

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    • Mark A. Figueroa

      Assistant Vice President

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    • Amanda Raimo

      Assistant Vice President

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  • Corporate Governance Group

    • Reid Pearson

      Executive Vice President

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    • Jim Miller CFA, CPA

      Managing Director

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    • Shirley Westcott

      Senior Vice President

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    • Tyler Herka

      Vice President

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  • Market Surveillance Group

    • Frank E. Testa, CMT

      Senior Vice President

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    • Jeffrey Nisenson

      Senior Vice President

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    • Bill Willis

      Senior Vice President

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    • George Rubis

      Vice President

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  • Proxy Management Group

    • Alyson Osenenko

      Senior Vice President

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    • Laura McCarthy

      Vice President

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    • Nadin Awad

      Assistant Vice President

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    • Samantha Mackey Callaghan

      Assistant Vice President

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    • Jason Bubet

      Account Executive

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    • Kelly Sferlazza

      Account Executive

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  • Business Development Group

    • Lou Vega

      Senior Vice President

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    • Monica Ottenstein

      Assistant Vice President

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    • Rajni Tokas

      Assistant Vice President

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  • Alliance Shareholder Communications

  • Management

    • Jonathan J. Duquette

      President, Alliance Shareholder Communications

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    • Michael Mackey

      President, Alliance Advisors

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    • Kevin Mackey

      Chief Executive Officer, Alliance Advisors

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    • Joseph Caruso

      Chief Operating Officer, Alliance Advisors

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  • Mutual Funds Group

    • Jonathan J. Duquette

      President, Alliance Shareholder Communications

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    • Abe Borad

      Executive Vice President, Alliance Shareholder Communications

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    • Joseph Caruso

      Chief Operating Officer, Alliance Advisors

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    • Gina Balderas

      Vice President, Operations, Alliance Shareholder Communications

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  • Asset Recovery Group

    • Jonathan J. Duquette

      President, Alliance Shareholder Communications

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    • Kristin Bett

      Vice President, Alliance Shareholder Communications

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    • Alyssa Khan

      Account Executive

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    • Carmen Palumbo

      Account Executive

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Newsletters

Charles Schwab No Longer Utilizing Proportionate Voting (Mar. 2020)

03/10/2020 Ted Wallace

In July of 2019 one of the largest retail brokers in the United...  

SEC Updates and Proxy Advisor Policies Give Shape to the 2020 Proxy Season (Dec. 2019)

12/09/2019 Ted Wallace

Revised proxy advisor policies, shareholder proposal submissions...