Firm Structure

  • Management

    • Michael Mackey

      President

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    • Kevin Mackey

      Chief Executive Officer

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    • Joseph Caruso

      Chief Operating Officer

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  • Proxy Solicitation Group

    • Peter Casey

      Executive Vice President

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    • Domenick de Robertis

      Executive Vice President

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    • Ted Wallace, Esq.

      Senior Vice President

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    • Charlotte Brown

      Senior Vice President

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    • Kerry Reynolds

      Senior Vice President

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    • Richard V. Ward

      Senior Vice President

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    • Jason Vinick

      Senior Vice President

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    • Alexandra C. Mackey, J.D.

      Chief Legal Officer

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    • Kelsey Serritella

      Vice President

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    • Brian Valerio, J.D.

      Vice President

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    • Celine Feng (馮欣宜)

      Vice President

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    • Melissa Carlson

      Vice President, Operations

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    • Dakota Goerl

      Assistant Vice President

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    • Mark A. Figueroa

      Assistant Vice President

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    • Amanda Raimo

      Assistant Vice President

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  • Corporate Governance Group

    • Reid Pearson

      Executive Vice President

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    • Jim Miller CFA, CPA

      Managing Director

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    • Shirley Westcott

      Senior Vice President

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    • Tyler Herka

      Vice President

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  • Market Surveillance Group

    • Frank E. Testa, CMT

      Senior Vice President

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    • Jeffrey Nisenson

      Senior Vice President

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    • Bill Willis

      Senior Vice President

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    • Weiwen Gu

      Assistant Vice President

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  • Proxy Management Group

    • Eileen M. Scully

      Executive Vice President

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    • Alyson Osenenko

      Senior Vice President

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    • Laura McCarthy

      Vice President

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    • Nadin Awad

      Assistant Vice President

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    • Samantha Mackey Callaghan

      Assistant Vice President

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    • Jason Bubet

      Account Executive

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    • Kelly Sferlazza

      Account Executive

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  • Business Development Group

    • Lou Vega

      Senior Vice President

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    • Monica Ottenstein

      Assistant Vice President

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    • Rajni Tokas

      Assistant Vice President

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  • Alliance Shareholder Communications

  • Management

    • Jonathan J. Duquette

      President, Alliance Shareholder Communications

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    • Michael Mackey

      President, Alliance Advisors

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    • Kevin Mackey

      Chief Executive Officer, Alliance Advisors

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    • Joseph Caruso

      Chief Operating Officer, Alliance Advisors

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  • Mutual Funds Group

    • Jonathan J. Duquette

      President, Alliance Shareholder Communications

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    • Abe Borad

      Executive Vice President, Alliance Shareholder Communications

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    • Joseph Caruso

      Chief Operating Officer, Alliance Advisors

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    • Gina Balderas

      Vice President, Operations, Alliance Shareholder Communications

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  • Asset Recovery Group

    • Jonathan J. Duquette

      President, Alliance Shareholder Communications

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    • Kristin Bett

      Vice President, Alliance Shareholder Communications

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    • Alyssa Khan

      Account Executive

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    • Carmen Palumbo

      Account Executive

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Newsletters

SEC Updates and Proxy Advisor Policies Give Shape to the 2020 Proxy Season (Dec. 2019)

12/09/2019 Ted Wallace

Revised proxy advisor policies, shareholder proposal submissions...  

2019 Proxy Season Review (July 2019)

07/30/2019 Alliance Advisors LLC

The below is an overview of the 2019 proxy season trends: Environmental...